Because the Court has stayed all discovery, this order does not weigh Metabolife's evidence to determine whether it has established a prima facie case of actual malice. Rather, the discussion that follows addresses the legal defenses of Defendants and whether Metabolife has established a prima facie case of falsity. [FN 3] The Court considers each statement and
alleged implication in turn.
A. "You can die from taking this product."
Metabolife asserts all causes of action against all Defendants on the basis of Defendant Blackburn's televised statement, made during an interview with Susan Wornick, that "you can die" from taking Metabolife 356. The Court grants Defendants' anti-SLAPP motions as to this statement for two reasons: (1) Metabolife has not provided admissible prima facie evidence that this statement is false, and (2) Defendant Blackburn's statement is entitled to First Amendment protection as a "rational interpretation" of a conflicting and ambiguous source.
1. Metabolife's Evidence of Falsity is Inadmissible Under Daubert [FN 4]
To prove falsity, Metabolife submits numerous declarations by scientific experts which purport to establish that, when taken as directed, Metabolife 356 poses no more than minor health risks. The Court holds that Metabolife's evidence is inadmissible under Fed. R. Evid. 702, and Metabolife, therefore, does not meet its burden of proving a prima facie case of falsity. Accordingly, the Court grants Defendants' anti-SLAPP motions and strikes Metabolife's claim based on Dr. Blackburn's commentary. [FN 5]
Metabolife must meet its burden of proving prima facie falsity with
admissible evidence. See Wilcox v. Superior Court, 27 Cal. App. 4th 809, 830 (1994); Evans v. Unkow, 38 Cal. App. 4th 1490, 1497 (1995). In federal court, that burden requires presentation of scientific evidence that is admissible under Federal Rule of Evidence 702. [FN 6] Rule 702 provides that "if scientific, technical, or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise." Fed. R. Evid. 702 (1999).
if the proffered expert testimony is not based on independent research, the party proffering it must come forward with other objective, verifiable evidence that the testimony is based on "scientifically valid principles." One means of showing this is by proof that the research and analysis supporting the proffered conclusions have been subjected to normal scientific scrutiny through peer review and publication.Id. at 1318.
[FN 9] In this regard, the Court feels like Judge Kozinski in Daubert II, 43 F.3d at 1318, who wrote: "None of the plaintiff's experts has published his work . . . in a scientific journal or solicited formal review by his colleagues. . . . It's as if there were a tacit understanding . . . that what's going on here is not science at all, but litigation."
First, the Court follows numerous other decisions by holding that Chinese animal studies are inadmissible due to the uncertainties in extrapolating from effects on mice and rats to humans. See, e.g., Turpin v. Merrell Dow Pharm., Inc., 959 F.2d 1349, 1359 (6th Cir. 1992), cited with approval in Daubert, 509 U.S. at 596; In re "Agent Orange" Liability Litigation, 611 F. Supp. 1223, 1241 (E.D.N.Y. 1985); Lynch v. Merrell-National Laboratories, Division of Richardson-Merrell, Inc., 830 F.2d 1190, 1194 (1st Cir. 1987). The Chinese animal studies are short-term, high-toxicity studies of effects on animals that took place outside the United States government's regulatory supervision. First, the nature of the Chinese animal studies requires extrapolation from animals to humans, from high doses to low doses, and from short to long-term exposures. Difficulties in such extrapolation has lead to controversy concerning the admissibility of such studies. See Bernard Goldstein & Mary Sue Henifen, Reference Guide on Toxicology, in Federal Judicial Center Reference Manual on Scientific Evidence 182, 193 (1994). Further, because the research took place outside the United States and was not part of the FDA drug application process, it is not governed by federal codes setting the standards for good laboratory practice. See id. at 192-93 (noting the existence of government oversight for animal toxicity studies, including FDA good laboratory practice standards). [FN 10] Finally, Metabolife commissioned the Chinese animal studies itself and the research results have not been through the peer review and publication process. In short, the Chinese animal studies possess none of the indicia of reliability necessary for admissibility under Daubert.
Aside from its unreliability, the Columbia Study is also of questionable relevancy to the falsity of the statement "you can die from taking Metabolife." Metabolife's experts have consulted a "draft" article by the Columbia Study team on the efficacy of ma huang as a weight loss supplement, but this short-term study can have little relevance to the safety of the substance. Moreover, Dr. Strauss' portion of the
Columbia Study dealt only with particular cardiovascular effects. Because there are more ways to die than through "significant adverse cardiovascular events," Dr. Strauss' opinion and study, even if reliable, would be of limited relevance to the falsity of Dr. Blackburn's statement. Due to the minimal reliability and relevance of the Columbia Study, the Court finds that its results are inadmissible under Daubert.
[FN 12] Metabolife's submissions with regard to the scientific literature are very similar to those held inadmissible in Daubert II: "Plaintiff's experts have relied on animal studies, chemical structure analyses, and epidemiological data, [but] they neither explain the methodology . . . followed to reach their conclusions nor point to any external source to validate that methodology. We've been presented with only the experts' qualifications, their conclusions and their assurances of reliability. Under Daubert that's not enough." Daubert II, 43 F.3d at 1319.
Similarly, the short-term efficacy studies submitted by Metabolife are incapable of supporting the falsity of the statement "you can die from taking Metabolife." The only statement for which efficacy studies could possibly provide reliable and relevant evidence of falsity is "you cannot lose weight by taking Metabolife." Nonetheless, Metabolife seeks to employ its efficacy studies to demonstrate the safety of its product by pointing out that, over the course of the short-term studies, no test subjects suffered from detected adverse health effects. This is not reliable research methodology for testing the safety of a supplement intended for long-term use. Safety testing is not even the purpose of the study's research design. The Court therefore finds that the efficacy studies are inadmissible under Daubert for establishing the falsity of the Dr. Blackburn's statements.
Metabolife's experts also base their opinions on published scientific articles addressing issues related to the safety of ephedrine. While some of these articles are published and peer-reviewed, they are inadmissible as relied upon by Metabolife's experts. Because Metabolife relies on expert opinions formulated specifically for trial, its experts must "explain precisely how they went about reaching their conclusions and point to
some objective source . . . to show that they have followed the scientific method." See Daubert II, 43 F.3d at 1319. Metabolife's experts do not explain precisely how they use the scientific literature to support their opinion. Rather, the experts list numerous articles in scientific journals and simply state that, after reviewing these articles, they are convinced that Metabolife 356 cannot cause serious health problems.
Despite the assurances of Metabolife's experts, a review of the listed scientific literature raises applicability questions that the experts do not address. For example, the list includes articles titled "Ephedrine as an Anoretic," "Ephedrine Therapy In Asthmatic Children," and "Contribution of Bat and Skeletal Muscle to Thermogenesis Induced by Ephedrine in Man." [FN 11] The missing explanation as to how articles such as these support the opinions of Metabolife's experts renders those opinions inadmissible under Daubert. [FN 12]
2. Dr. Blackburn's Statement is Protected First Amendment Speech
Even if Metabolife had proved its prima facie case of falsity, the Court would still dismiss its claim because, in the context of the current debate surrounding the safety of ephedrine-based diet pills, Dr. Blackburn's statement that "you can die" from taking Metabolife 356 constitutes unactionable First Amendment speech. The Court holds that Dr. Blackburn's statement is protected as a "rational interpretation" of the ambiguous and unresolved state of scientific knowledge regarding the safety of products like Metabolife.
A line of Supreme Court cases establishes special protection for First Amendment speech that is a "rational interpretation" of an ambiguous source. See Bose Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485, 80 L. Ed. 2d 502, 104 S. Ct. 1949 (1984); Time, Inc. v. Pape, 401 U.S. 279, 28 L. Ed. 2d 45, 91 S. Ct. 633 (1971). Confronting the difficulties to public commentators of offering original interpretation of ambiguous sources, the Court held, in those cases, that the defendant "did not publish a falsification sufficient to sustain a finding of actual malice." See Masson v. New Yorker Magazine, Inc., 501 U.S. 496, 519, 115 L. Ed. 2d 447, 111 S. Ct. 2419 (1991). "The protection for rational interpretation serves First Amendment principles by allowing an author the interpretive license that is necessary when relying on an ambiguous source." Id.
The Bose case is particularly useful in the present analysis because it involved critical statements about Plaintiff's product, a stereo speaker system. The defendant in Bose published an article in its magazine stating that the sound from the Bose speaker system tended to "wander around the room." See Bose, 466 U.S. at 488. In a bench trial, the district court held that the statement was false because, in fact, the reporter had heard sound wandering only between the speakers and along the wall, not around the entire room. See id. at 490. On that basis, the district court entered judgment against the defendant. The court of appeals reversed and the Supreme Court affirmed that reversal, stating that adoption of the "around the room" language was "'one of a number of
possible rational interpretations' of an event 'that bristled with ambiguities'." See id. at 512 (quoting Pape, 401 U.S. at 290). Thus, though the statement "reflected a misconception, [this] does not place the speech beyond the outer limits of the First Amendment's broad protective umbrella." Id. Rather, "erroneous statement is inevitable in free debate, and . . . must be protected if the freedoms of expression are to have the 'breathing space' that they 'need . . . to survive.'" Id. (quoting New York Times v. Sullivan, 376 U.S. 254, 271-72, 11 L. Ed. 2d 686, 84 S. Ct. 710
(1964)).
Given the controversy surrounding the safety of Metabolife 356, Defendant Blackburn's statement is incapable of supporting a finding of actual malice. [FN 13] Dr. Blackburn's statement presents an even stronger case for protection than in Bose because, unlike in Bose, the source of the statement is so complex and "ambiguous" that this Court cannot find that the statement is false. Rather, the Court has previously found that Metabolife's evidence of falsity is inadmissible because it is scientifically unreliable. Moreover, while controversy surrounds the interpretation of the FDA's Adverse Event Reports, Defendant Blackburn could easily support his statement with the reported deaths that motivated the FDA's proposed rule. See 62 Fed. Reg. 30678 (1997). Given the controversial and ambiguous nature of Defendant Blackburn's source material, the Court holds that he "did not publish a falsification sufficient to sustain a finding of actual malice." [FN 14] See Masson, 501 U.S. at 519.
[FN 14] Metabolife's evidence of Dr. Blackburn's affiliation with competing companies is irrelevant to the actual malice determination. "Actual malice" turns exclusively on the extent of Defendant's knowledge regarding the truth of the statements uttered. It cannot be supported by evidence of hostility or "intention to harm." See Greenbelt Cooperative Publ'g Ass'n v. Bresler, 398 U.S. 6, 10-11, 26 L. Ed. 2d 6, 90 S. Ct. 1537 (1970); Beckley Newspapers Corp. V. Hanks, 389 U.S. 81, 82, 19 L. Ed. 2d 248, 88 S. Ct. 197 (1967); see also Harte-Hanks Communications, Inc. v. Connaughton, 491 U.S. 657, 664-65, 105 L. Ed. 2d 562, 109 S. Ct. 2678 (1989) (holding that newspaper's motive to increase profits cannot support a finding of actual malice). Thus, Metabolife's bias evidence does not affect the Court holding that, given the ambiguous state of knowledge concerning the safety of ephedrine-based diet pills, Dr. Blackburn's statement is incapable of supporting a finding of actual malice.